SEC Reviews Bond Trades by Hedge Funds, Devaney’s Firm

10/22/2014 SEC Finds Deficiencies at Hedge Funds – WSJ. The SEC has sued funds for overly inflated valuations in the past. In 2012, the SEC charged the former $1 billion hedge fund firm Yorkville Advisors LLC with planning to exaggerate its reported returns to hide

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SEC: Brokerage Firm Worked With A Hedge Fund To Hide $45 Million August 11, 2014 : Permanent Link New York (HedgeCo.Net) – Hedge fund manager Nikolai Battoo is again under investigation, this time for his inappropriate business dealings with Bahamas-based brokerage firm Alliance Investment Management Limited.

Securities lending is the act of loaning a stock, derivative or other security to an investor or firm. securities lending requires the borrower to put up collateral , whether cash, security or a.

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In the case of a bond fund, sensitivity to interest rate fluctuations would be a key risk factor.. Hedge Funds are not a type of mutual fund – they are in a class by themselves and are sold to institutional and accredited investors.. IV.When offering securities via a firm commitment [A] I.

https://www.bloomberg.com/news/articles/2017-01-23/sec-said-to-review-bond- trades-by-hedge-funds-devaney-s-firm U.S. Said to Prepare Case Against.

The firm’s trading department also has separate divisions-most likely according to the type of securities being traded – such as bonds, stocks, and various other specialized financial instruments.

Hi everyone! Currently I have offers from a relatively good proprietary trading firm (say, DRW, SIG, Optiver) and a medium-sized hedge fund. I really like both of them and it’s very hard to decide which is better. Which of them is better for long-term? Is it possible/common to move from a hedge

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The Securities and Exchange Commission today announced the hedge fund advisory firm Visium Asset Management LP has agreed to settle charges related to asset mismarking and insider trading by its privately managed hedge funds and portfolio managers.

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The Securities and Exchange Commission today announced that New York-based hedge fund advisory firm Sigma Capital Management has agreed to pay nearly $14 million to settle charges that the firm engaged in insider trading based on nonpublic information obtained through one of its analysts about the quarterly earnings of Dell and Nvidia Corporation.